What Are the Good Anti-Fiduciary Arguments?
This Obama rule will kill the Middle Class and below ability to access personal advice. https://t.co/Eym2Jq5CUP — Dave...
Bad Broker!
Source: Bloomberg News Bad brokers don’t leave the business; they just move on to a different firm. That is one of the key...
Nanex’ Hundsader Discusses His SEC Whistle Blower Award
Eric Hundsader, Nanex, received a $750K whistleblower award from the SEC, in a case that resulted in the first ever fine against a stock...
Lessons from the Crisis: Ending Too Big to Fail
Lessons from the Crisis: Ending Too Big to Fail Neel Kashkari | President Brookings Institution, Washington, D.C. February 16, 2016...
Structural Changes at S.E.C.
Arthur Levitt is incensed. That doesn’t happen all that often. It takes a lot to make the level-headed, even serene, former...
No Spoofing, Quote Stuffing or Flash Orders Allowed
Stock exchanges once were operated as not-for-profit public utilities, managing the listing and trading of companies in the public...
The Trouble With Monopolies
Source: Business Insider I missed the Democratic debate Tuesday evening, occupied as I was with listening to classic rock...
The Latest Cognitive Dissonance: Weak Recovery is all Dodd...
Don’t Blame Dodd-Frank for the Slow Recovery The law isn’t perfect, but it hasn’t hurt small-business lending....